Dario Amodei (Anthropic CEO) — The hidden pattern behind every AI breakthrough

0:50

Today I have the pleasure of speaking  with Dario Amodei, the CEO of Anthropic, and I'm really excited about this one.

0:56

Dario, thank you so much for coming on the podcast. Thanks for having me. First question.

1:00

You have been one of  the very few people who has seen scaling coming for years.

1:05

As somebody who's seen it  coming, what is fundamentally the explanation for why scaling works?

1:13

Why is the universe  organized such that if you throw big blobs of compute at a wide enough distribution  of data, the thing becomes intelligent?

1:21

I think the truth is that we still don't know.

1:21

It's almost entirely an empirical fact.

1:21

It's a fact that you could sense from the data and from  a bunch of different places but we still don't have a satisfying explanation for it.

1:35

If I were to try to make one and I'm just kind of waving my hands when I say this, there's  these ideas in physics around long tail or power law of correlations or effects.

1:48

When a bunch of  stuff happens, when you have a bunch of features, you get a lot of the data in the early fat  part of the distribution before the tails.

2:03

For language, this would be things like  — “Oh, I figured out there are parts of speech and nouns follow verbs.

2:06

” And then there  are these more and more subtle correlations.

2:12

So it kind of makes sense why every log or order  of magnitude that you add, you capture more of the distribution.

2:21

What's not clear at all is why does  it scale so smoothly with parameters?

2:21

Why does it scale so smoothly with the amount of data?

2:29

You can think up some explanations of why it's linear.

2:35

The parameters are like  a bucket, and the data is like water, and so size of the bucket is proportional to size  of the water.

2:40

But why does it lead to all this very smooth scaling? We still don't know.

2:46

There's  all these explanations.

2:46

Our chief scientist, Jared Kaplan did some stuff on fractal manifold  dimension that you can use to explain it.

2:58

So there's all kinds of ideas, but I feel  like we just don't really know for sure.

3:02

And by the way, for the audience who  is trying to follow along.

3:02

By scaling, we're referring to the fact that you can very  predictably see how if you go from Claude-1 to Claude-2 that the loss in terms of whether it  can predict the next token scales very smoothly.

3:17

Okay, so we don't know why it's happening, but  can you at least predict empirically that here is the loss at which this ability will  emerge, here is the place where this circuit will emerge?

3:27

Is that at all predictable  or are you just looking at the loss number?

3:30

That is much less predictable.

3:30

What's  predictable is this statistical average, this loss, this entropy.

3:34

And it's super  predictable.

3:34

It's sometimes predictable even to several significant figures which you don't  see outside of physics.

3:40

You don't expect to see it in this messy empirical field.

3:44

But specific  abilities are actually very hard to predict.

3:51

Back when I was working on GPT-2 and GPT-3, when  does arithmetic come in place?

3:51

When do models learn to code?

3:56

Sometimes it's very abrupt.

3:56

It's like how you can predict statistical averages of the weather, but the weather on  one particular day is very hard to predict. Dumb it down for me.

4:08

I don't understand  manifolds, but mechanistically, it doesn't know addition yet and suddenly  now it knows addition. What has happened?

4:16

This is another question that we don't know the  answer to.

4:16

We're trying to answer this with things like mechanistic interpretability.

4:20

You can think  about these things like circuits snapping into place.

4:27

Although there is some evidence that when  you look at the models being able to add things, its chance of getting the right answer shoots  up all of a sudden.

4:35

But if you look at what's the probability of the right answer?

4:40

You'll  see it climb from like one in a million to one in 100,000 to one in a 1000 long before it  actually gets the right answer.

4:44

In many of these cases there's some continuous process going on  behind the scenes.

4:52

I don't understand it at all.

4:57

Does that imply that the circuit or  the process for doing addition was pre existing and it just got increased in salience?

5:01

I don't know if there's this circuit that's weak and getting stronger.

5:07

I don't know if it's  something that works, but not very well.

5:13

I think we don't know and these are  some of the questions we're trying to answer with mechanistic interpretability.

5:15

Are there abilities that won't emerge with scale?

5:19

I definitely think that things like alignment  and values are not guaranteed to emerge with scale.

5:25

One way to think about it is you train the  model and it's basically predicting the world, it's understanding the world.

5:35

Its job is facts  not values.

5:35

It's trying to predict what comes next.

5:40

But there's free variables here — What  should you do? What should you think? What should you value?

5:46

There aren't bits for that.

5:46

There's just — if I started with this I should finish with this.

5:54

If I started with this other  thing I should finish with this other thing.

5:58

And so I think that's not going to emerge.

5:58

If it turns out that scaling plateaus before we reach human level intelligence, looking  back on it, what would be your explanation?

6:10

What do you think is likely to be the  case if that turns out to be the outcome?

6:14

I would distinguish some problem with the  fundamental theory with some practical issue.

6:18

One practical issue we could have is  we could run out of data.

6:18

For various reasons, I think that's not going to happen but if you  look at it very naively we're not that far from running out of data.

6:29

So it's like we just don't  have the data to continue the scaling curves.

6:35

Another way it could happen is we just use  up all of the compute that was available and that wasn't enough and then progress is slow  after that.

6:40

I wouldn't bet on either of those things happening but they could.

6:44

From a fundamental perspective, I personally think it's very unlikely  that the scaling laws will just stop.

6:54

If they do, another reason could just be that  we don't have quite the right architecture.

6:54

If we tried to do it with an LSTM or an RNN the slope  would be different.

7:02

It still might be that we get there but there are some things that are just very  hard to represent when you don't have the ability to attend far in the past that transformers have.

7:12

If somehow we just hit a wall and it wasn’t about the architecture I'd be very surprised by that.

7:21

We're already at the point where to me the things the models can't do don't seem to be  different in kind from the things they can do.

7:35

You could have made a case a few years ago  that they can't reason, they can't program.

7:42

You could have drawn boundaries and said maybe  you'll hit a wall.

7:42

I didn't think we would hit a wall, a few other people didn't think we would  hit a wall, but it was a more plausible case then.

7:52

It's a less plausible case now. It could happen. This stuff is crazy.

7:59

We could hit a wall tomorrow.

7:59

If that happens my  explanation would be there's something wrong with the loss when you train on next word prediction.

8:11

If you really want to learn to program at a really high level, it means you care about some  tokens much more than others and they're rare enough that the loss function over focuses on the  appearance, the things that are responsible for the most bits of entropy, and instead they don't  focus on this stuff that's really essential.

8:36

So you could have the signal drowned out in the  noise.

8:42

I don't think it's going to play out that way for a number of reasons.

8:46

But if you  told me — Yes, you trained your 2024 model.

8:51

It was much bigger and it just wasn't any better,  and you tried every architecture and didn't work, that's the explanation I would reach for.

8:56

Is there a candidate for another loss function?

9:01

If you had to abandon next token prediction.

9:01

I think then you would have to go for some kind of RL.

9:05

There's many different  kinds.

9:05

There's RL from immune feedback, there's RL against an objective, there's things  like Constitutional AI.

9:09

There's things like amplification and debate.

9:14

These are kind of both  alignment methods and ways of training models.

9:19

You would have to try a bunch of things, but the  focus would have to be on what do we actually care about the model doing?

9:24

In a sense, we're a little  bit lucky that predict the next word gets us all these other things we need. There's no guarantee.

9:30

From your worldview it seems there's a multitude of different loss functions that it's just a  matter of what can allow you to just throw a whole bunch of data at it.

9:39

Next token  prediction itself is not significant.

9:44

The thing with RL is you get slowed down a bit  because you have to design how the loss function works by some method.

9:48

The nice thing with the  next token prediction is it's there for you.

9:56

It's the easiest thing in the world.

9:56

So  I think it would slow you down if you couldn't scale in just that very simplest way.

10:00

You mentioned that data is likely not to be the constraint.

10:05

Why do you think that is the case?

10:05

There's various possibilities here and for a number of reasons I shouldn't go into the details,  but there's many sources of data in the world and there's many ways that you can also generate  data.

10:14

My guess is that this will not be a blocker.

10:21

Maybe it would be better  if it was, but it won't be.

10:24

Are you talking about multimodal?

10:24

There’s just many different ways to do it.

10:28

How did you form your views on scaling? How  far back can we go?

10:28

And then you would be basically saying something similar to this.

10:32

This view that I have formed gradually from 2014 to 2017.

10:38

My first experience with  it was my first experience with AI.

10:47

I saw some of the early stuff around AlexNet in  2012.

10:47

I always had wanted to study intelligence but before I was just like, this doesn’t seem  like it’s actually working.

10:52

All the way back to 2005.

10:59

I'd read Ray Kurzweil’s work.

10:59

I'd read  even some of Eliezer’s work on the early Internet back then.

11:07

And I thought this stuff kind of  looks far away.

11:07

I look at the AI stuff of today and it’s not anywhere close.

11:11

But with AlexNet I was like, oh, this stuff is actually starting to  work.

11:16

So I joined Andrew Ng’s group at Baidu.

11:21

I had been in a different field and  this was my first experience with AI and it was a bit different from a lot of the academic style  research that was going on elsewhere in the world.

11:42

I kind of got lucky in that the task  that was given to me and the other folks there.

11:46

It was just to make the best  speech recognition system that you can.

11:51

There was a lot of data available, there were a  lot of GPUs available.

11:51

It posed the problem in a way that was amenable to discovering that kind  of scaling was a solution.

11:58

That's very different from being a postdoc whose job is to come up with  an idea that seems clever and new and makes your mark as someone who's invented something.

12:13

I just tried the simplest experiments.

12:13

I was just fiddling with some dials.

12:20

I was  like, try adding more layers to the RNN, try training it for longer, what happens?

12:30

How long does it take to overfit?

12:30

What if I add new data and repeat it less times?

12:34

And  I just saw these very consistent patterns.

12:39

I didn't really know that this was unusual or  that others weren't thinking in this way.

12:39

This was almost like beginner's luck.

12:47

It was my first  experience with it and I didn't really think about it beyond speech recognition.

12:51

I was just  like, oh, I don't know anything about this field.

12:58

There are zillions of things people do with  machine learning.

12:58

But I'm like, weird, this seems to be true in the speech recognition field.

13:02

It was just before OpenAI started that I met Ilya, who you interviewed.

13:12

One of the first  things he said to me was — “Look.

13:12

The models, they just want to learn.

13:15

You have to  understand this.

13:15

The models, they just want to learn.

13:18

” And it was a bit like a Zen Koan.

13:18

I listened to this and I became enlightened.

13:27

And over the years, I would be the one who would  formalize a lot of these things and kind of put them together, but what that told me was that the  phenomenon that I'd seen wasn't just some random thing. It was broad. It was more general.

13:45

The models just want to learn.

13:45

You get the obstacles out of their way.

13:51

You give them good  data, you give them enough space to operate in, you don't do something stupid like  condition them badly numerically, and they want to learn. They'll do it.

14:03

What I find really interesting about what you said is there were many people who were  aware that these things are really good at speech recognition or at playing these constrained games.

14:16

Very few extrapolated from there like you and Ilya did to something that is generally intelligent.

14:25

What was different about the way you were thinking about it versus how others were thinking about  it?

14:29

What made you think it's getting better at speech in this consistent way, it will get  better at everything in this consistent way. I genuinely don't know.

14:37

At first when I saw it for  speech, I assumed this was just true for speech or for this narrow class of models.

14:42

I think it was  just that over the period between 2014 and 2017, I tried it for a lot of things and saw the same  thing over and over again.

14:49

I watched the same being true with Dota.

14:54

I watched the same being  true with robotics.

14:54

Many people thought that as a counterexample, but I just thought,  well, it's hard to get data for robotics, but if we look within the data that  we have, we see the same patterns.

15:10

I think people were very focused  on solving the problem in front of them.

15:14

It's very hard to explain why one  person thinks one way and another person thinks a different way.

15:17

People just see it  through a different lens.

15:17

They are looking vertically instead of horizontally.

15:24

They're not thinking about the scaling, they're thinking about how do I solve my problem?

15:27

And for robotics, there's not enough data.

15:35

That can easily abstract to — scaling  doesn't work because we don't have the data.

15:41

For some reason, and it may just have been random,  I was obsessed with that particular direction.

15:47

When did it become obvious to you that language  is the means to just feed a bunch of data into these things?

15:53

Or was it just you ran out of other  things.

15:53

Like robotics, there's not enough data.

15:57

This other thing, there's not enough data.

15:57

I think this whole idea of the next word prediction, that you could do self supervised  learning, together with the idea that there's so much richness and structure there for predicting  the next word.

16:10

It might say two plus two equals and you have to know the answer is four.

16:13

It  might be telling the story about a character.

16:18

Basically, it's posing to the model the  equivalent of these developmental tests that get posed to children.

16:23

Mary walks into  the room and puts an item in there and then Chuck walks into the room and removes the item  and Mary doesn't see it. What does Mary think?

16:35

To get this right in the service of predicting  the next word the models are going to have to solve all these theory of mind problems, solve all  these math problems.

16:40

And so my thinking was just, well, you scale it up as much as you  can.

16:46

There's kind of no limit to it.

16:51

And I think I kind of abstractly had  that view but the thing that really solidified and convinced me was the work that  Alec Radford did on GPT-1.

16:57

Which was that not only could you get this language model that could  predict things very well but you could also fine tune it.

17:08

In those days, you needed to  fine tune it to do all these other tasks.

17:12

So I was like, wow, this isn't just some  narrow thing where you get the language model right.

17:16

It's sort of halfway to everywhere.

17:16

You get the language model right and then with a little move in this direction, it can solve this  logical dereference test or whatever.

17:23

And with this other thing, it can solve translation  or something.

17:30

And then you're like, wow, I think there's really something to do.

17:35

And of course, we can really scale it.

17:39

One thing that's confusing, or that would have  been hard to see — If you told me in 2018 we'll have models in 2023, like Claude 2 that can  write theorems in the style of Shakespeare, whatever theory you want, they can ace  standardized test with open ended questions, just all kinds of really impressive things, I  would have said — Oh, you have AGI.

17:57

You clearly have something that is human level intelligence.

18:04

While these things are impressive, it clearly seems we're not at human level, at least  in the current generation and potentially for generations to come.

18:12

What explains  this discrepancy between super impressive performance in these benchmarks and the things  you could describe versus general intelligence?

18:23

That was one area where actually I was  not prescient and I was surprised as well.

18:27

When I first looked at GPT-3 and the kind  of things that we built in the early days at Anthropic, my general sense was that it  seems like they've really grasped the essence of language.

18:41

I'm not sure how much we need  to scale them up.

18:41

Maybe what's more needed from here is like RL and all the other stuff.

18:47

In 2020 I thought we can scale this a bunch more but I wonder if it's more efficient to  scale it more or to start adding on these other objectives like RL.

19:00

I thought maybe if you  do as much RL as you've done pre training for a 2020 style model, that's the way to go.

19:08

Scaling it up will keep working.

19:08

But is that really the best path?

19:15

And I don't  know, it just keeps going.

19:15

I thought it had understood a lot of the essence of  language but then there's further to go. Stepping back from it.

19:30

One of the reasons  why I'm sort of very empiricist about AI, about safety, about organizations, is  that you often get surprised.

19:37

I feel like I've been right about some things but still with  these theoretical pictures ahead, been wrong about most things.

19:50

Being right about 10% of the stuff  sets you head and shoulders above many people.

19:58

If you look back to these diagrams that are  like, here's the village idiot, here's Einstein.

20:07

Here's the scale of intelligence.

20:07

And the village  idiot and Einstein are very close to each other.

20:13

Maybe that's still true in some abstract sense or  something but it's not really what we're seeing, is it?

20:18

We're seeing that it seems like  the human range is pretty broad and we don't hit the human range in the same place  or at the same time for different tasks.

20:32

Like, write a sonnet in the style of Cormac  McCarthy.

20:32

I'm not very creative, so I couldn't do that but that's a pretty high level human  skill.

20:39

And even the model is starting to get good at stuff like constrained writing like,  write a page about X without using the letter E.

20:54

I think the models might be superhuman or close  to superhuman at that.

20:54

But when it comes to proving relatively simple mathematical theorems,  they're just starting to do the beginning of it.

21:09

They make really dumb mistakes sometimes and  they really lack any kind of broad correcting your errors or doing some extended task.

21:18

So it turns out that intelligence isn't a spectrum.

21:25

There are a bunch of different  areas of domain expertise.

21:25

There are a bunch of different kinds of skills. Memory  is different.

21:30

It's all formed in the blob, it's not complicated.

21:37

But to the extent it even  is on the spectrum, the spectrum is also wide.

21:42

If you asked me ten years ago, that's not what  I would have expected at all, but I think that's very much the way it's turned out. Oh, man.

21:47

I have so many questions just as a follow up on that.

21:49

Do you expect that given the distribution of training that these models get  from massive amounts of internet data versus what humans got from evolution, that the repertoire  of skills that elicits will be just barely overlapping?

22:06

Will it be like concentric circles?

22:06

How do you think about that? Do those matter?

22:12

Clearly there's certainly a large amount of  overlap because a lot of the things these models do have business applications and many  of their business applications are doing things that are helping humans to be more effective  at things.

22:21

So the overlap is quite large.

22:29

If you think of all the activity that humans put  on the internet in text, that covers a lot of it, but it probably doesn't cover some things.

22:33

Like the models learn a physical model of the world to some extent, but they certainly don't  learn how to actually move around in the world.

22:42

Again, maybe that's easy to fine tune.

22:42

So there are some things that the models don't learn that humans do.

22:49

And then the models  also learn things that humans don’t, for example, to speak fluent Base 64.

22:54

I don't know  about you, but I never learned that.

22:59

How likely do you think it is that these models  will be superhuman for many years at economically valuable tasks while they are still below humans  in many other relevant tasks that prevents an intelligence explosion or something?

23:12

This kind of stuff is really hard to know so I'll give that caveat.

23:17

You can kind of predict  the basic scaling laws and then this more granular stuff, which we really want to know to know how  this all is going to go, is much harder to know.

23:30

My guess would be the scaling laws are  going to continue.

23:30

Again, subject to — do people slow down for safety or for regulatory  reasons?

23:36

But let's just put all that aside and say we have the economic capability to keep  scaling.

23:43

If we did that, what would happen?

23:49

My view is we're going to keep getting better  across the board and I don't see any area where the models are super, super weak or not starting  to make progress.

23:54

That used to be true of math and programming, but over the last six months  the 2023 generation of models, compared to the 2022 generation, has started to learn that.

24:06

There  may be more subtle things we don't know.

24:06

And so I kind of suspect, even if it isn't quite even,  that the rising tide will lift all the boats.

24:18

Does that include the thing you were mentioning  earlier where if there's an extended task, it loses its train of thought or its  ability to just execute a series of steps?

24:28

That's going to depend on things like  RL training to have the model do longer horizon tasks.

24:34

I don't expect that to require  a substantial amount of additional compute.

24:41

I think that was probably an artifact of thinking  about RL in the wrong way and underestimating how much the model had learned on its own.

24:49

In terms of are we going to be superhuman in some areas and not others?

24:54

I think it's  complicated.

24:54

I could imagine that we won't be superhuman in some areas because they involve  embodiment in the physical world. And then what happens?

25:06

Do the AIs help us train faster AIs?

25:06

And those faster AIs wrap around and solve that?

25:12

Do you not need the physical world?

25:12

It  depends what you mean.

25:12

Are we worried about an alignment disaster?

25:16

Are we worried about misuse,  like making weapons of mass destruction?

25:16

Are we worried about AI taking over research from humans?

25:22

Are we worried about it reaching some threshold of economic productivity where it can do what  the average human does?

25:30

I think these different thresholds have different answers, although I  suspect they will all come within a few years.

25:39

Let me ask about those thresholds.

25:39

If Claude was  an employee at Anthropic, what salary would it be worth?

25:45

Is it meaningfully speeding up AI progress?

25:45

It feels to me like an intern in most areas, but then some specific areas  where it's better than that.

25:55

One thing that makes the comparison hard is  that the form factor is not the same as a human.

26:03

If you were to behave like one of these chat  bots, I guess we could have this conversation, but they're more designed to answer single or  a few questions.

26:09

They don't have the concept of having a long life of prior experience.

26:18

We're  talking here about things that I've experienced in the past and chat bots don't have that.

26:24

There's all kinds of stuff missing and so it's hard to make a comparison.

26:30

They feel like  interns in some areas and then they have areas where they spike and are really savants,  where they may be better than anyone here.

26:43

But does the overall picture of something like  an intelligence explosion make sense to you?

26:43

My former guest, Carl Shulman, has this very detailed  model of an intelligence explosion.

26:48

As somebody who would actually see that happening, does that  make sense to you?

26:52

As they go from interns to entry level software engineers.

26:57

Those entry level  software engineers increase your productivity… I think the idea that as AI systems become  more productive, first they speed up the productivity of humans, then they equal  the productivity of humans, and then in some meaningful sense are the main contributor to  scientific progress that happens at some point.

27:26

That basic logic seems likely to me although I  have a suspicion that when we actually go into the details, it's going to be weird and different  than we expect.

27:32

That in all the detailed models, we're thinking about the wrong things  or we're right about one thing, and then are wrong about ten other things.

27:42

I think  we might end up in a weirder world than we expect.

27:50

When you add all this together, what does  your estimate of when we get something kind of human level look like?

27:55

It depends on the thresholds.

28:02

In terms of someone looks at the model and  even if you talk to it for an hour or so, it's basically like a generally well educated human,  that could be not very far away at all.

28:13

I think that could happen in two or three years.

28:21

The main thing that would stop it would be if we hit certain safety thresholds and stuff  like that.

28:29

So if a company or the industry decides to slow down or we're able to get the government  to institute restrictions that moderate the rate of progress for safety reasons, that would be  the main reason it wouldn't happen.

28:47

But if you just look at the logistical and economic ability  to scale, we're not very far at all from that.

28:57

Now that may not be the threshold where the  models are existentially dangerous.

28:57

In fact, I suspect it's not quite there yet.

29:03

It may not be  the threshold where the models can take over most AI research.

29:07

It may not be the threshold where  the models seriously change how the economy works.

29:15

I think it gets a little murky after that and  all of those thresholds may happen at various times after that.

29:20

But in terms of the base  technical capability of — it kind of sounds like a reasonably generally educated human across  the board.

29:28

I think that could be quite close.

29:33

Why would it be the case that it could pass  a Turing Test for an educated person but not be able to contribute or substitute  for human involvement in the economy? A couple of reasons.

29:44

One is just that  the threshold of skill isn't high enough, comparative advantage.

29:48

It doesn't matter that  I have someone who's better than the average human at every task.

29:56

What I really need for AI  research is to find something that is strong enough to substantially accelerate the labor  of the thousand experts who are best at it.

30:13

We might reach a point where the comparative  advantage of these systems is not great.

30:20

Another thing that could be the case is that there  are these mysterious frictions that don't show up in naive economic models but you see it whenever  you go to a customer or something.

30:27

You're like — “Hey, I have this cool chat bot.

30:34

” In principle,  it can do everything that your customer service bot does or this part of your company does, but  the actual friction of how do we slot it in? How do we make it work?

30:46

That includes both just the  question of how it works in a human sense within the company, how things happen in the economy and  overcome frictions, and also just, what is the workflow?

31:00

How do you actually interact with it?

31:00

It's very different to say, here's a chat bot that looks like it's doing this task or helping the  human to do some task as it is to say, okay, this thing is deployed and 100,000 people are using it.

31:15

Right now lots of folks are rushing to deploy these systems but in many cases, they're not using  them anywhere close to the most efficient way that they could.

31:28

Not because they're not smart, but  because it takes time to work these things out.

31:33

And so I think when things are changing this fast,  there are going to be all of these frictions.

31:39

These are messy realities that don't quite get  captured in the model.

31:39

I don't think it changes the basic picture.

31:44

I don't think it changes the  idea that we're building up this snowball of, the models help the models get better and  can accelerate what the humans do.

31:49

And eventually it's mostly the models doing the work.

31:55

You zoom out far enough that's happening.

31:55

But I'm skeptical of any kind of precise mathematical or  exponential prediction of how it's going to be.

32:07

I think it's all going to be a mess.

32:07

But what  we know is it's on a metaphorical exponential, and it's going to happen fast.

32:14

How do those different exponentials which we've been talking about net out?

32:19

One was the scaling laws themselves are power laws with decaying marginal loss parameter  or something.

32:24

The other exponential you talked about is, these things can get involved in the  process of AI research itself, speeding it up.

32:37

Those two are sort of opposing exponentials.

32:37

Does  it net out to be superlinear or sublinear?

32:37

And also you mentioned that the distribution  of intelligence might just be broader.

32:48

After we get to this point in two to  three years, what does that look like?

32:54

I think it's very unclear.

32:54

We're already  at the point where if you look at the loss, the scaling laws are starting to bend.

32:58

We've seen  that in published model cards offered by multiple companies.

33:04

So that's not a secret at all.

33:04

But as they start to bend, each little bit of entropy of accurate prediction becomes  more important.

33:10

Maybe these last little bits of entropy are the difference between a  physics paper as Einstein would have written it as opposed to some other physicist.

33:20

It's hard to assess significance from this.

33:27

It certainly looks like in terms of  practical performance, the metrics keep going up relatively linearly, although they're  always unpredictable. It's hard to see that.

33:38

And then the thing that I think is driving the  most acceleration is just more and more money is going into the field.

33:43

People are seeing that  there's just a huge amount of economic value and so I expect the price, the amount of money spent  on the largest models, to go up by like a factor of 100 or something.

33:56

And for that to then be  concatenated with the chips are getting faster, the algorithms are getting better because  there's so many people working on this now.

34:07

Again, I'm not making a normative statement  here.

34:07

This is what should happen.

34:07

I'm not even saying this necessarily will happen because  there's important safety and government questions here which we're very actively working  on.

34:18

I'm just saying, left to itself, this is what the economy is going to do.

34:22

We'll get to those questions in a second.

34:22

But how do you think about the contribution of  Anthropic to that increase in the scope of this industry.

34:32

There's an argument you can make  that, with that investment, we can work on safety stuff at Anthropic, another that says you're  raising the salience of this field in general.

34:44

It's all costs and benefits. The costs are  not zero.

34:44

A mature way to think about these things is not to deny that there are any  costs, but to think about what the costs are and what the benefits are.

34:53

I think we've  been relatively responsible in the sense that we didn't cause the big acceleration that  happened late last year and at the beginning of this year.

35:02

We weren't the ones who did that.

35:02

And honestly, if you look at the reaction of Google, that might be ten times more important  than anything else.

35:08

And then once it had happened, once the ecosystem had changed, then we did  a lot of things to stay on the frontier.

35:21

It's like any other question.

35:21

You're trying  to do the things that have the lowest costs and the biggest benefits and that causes you to  have different strategies at different times.

35:35

One question I had for you while we were  talking about the intelligence stuff was, as a scientist yourself, what do you make of  the fact that these things have basically the entire corpus of human knowledge memorized  and they haven't been able to make a single new connection that has led to a discovery?

35:48

Whereas if even a moderately intelligent person had this much stuff memorized, they  would notice — Oh, this thing causes this symptom.

35:57

This other thing also causes this  symptom.

35:57

There's a medical cure right here.

36:01

Shouldn't we be expecting that kind of stuff? I'm not sure. These words. Discovery. Creativity.

36:10

One of the lessons I've learned is that in the big  blob of compute, these ideas often end up being fuzzy and elusive and hard to track down.

36:17

But I think there is something here.

36:24

The models do display a kind of  ordinary creativity.

36:24

Things like, write a sonnet in the style of Cormac McCarthy  or Barbie.

36:29

There is some creativity to that and they do draw new connections of the  kind that an ordinary person would draw.

36:41

I agree with you that there haven't been any “big”  scientific discoveries.

36:41

I think that's a mix of just the model skill level is not high enough yet.

36:50

I was on a podcast last week where the host said, “I don't know, I play with these models. They're kind of mid.

36:59

They get a B or a B minus.

36:59

” That is going to change with the scaling.

37:04

I do think there's an interesting point about, well, the models have an advantage, which  is they know a lot more than us.

37:09

Shouldn’t they have an advantage already, even  if their skill level isn't quite high?

37:19

Maybe that's kind of what you're getting at.

37:19

I don't really have an answer to that.

37:19

It seems certainly like memorization and facts and drawing  connections is an area where the models are ahead.

37:29

And I do think maybe you need those connections  and you need a fairly high level of skill.

37:37

Particularly in the area of biology, for better  and for worse, the complexity of biology is such that the current models know a lot of things  right now and that's what you need to make discoveries and draw connections.

37:49

It's not like  physics where you need to think and come up with a formula.

37:54

In biology you need to know a lot of  things.

37:54

and so I do think the models know a lot of things and they have a skill level that's  not quite high enough to put them together.

38:02

I think they are just on the cusp of  being able to put these things together. On that point.

38:06

Last week in your Senate testimony,  you said that these models are two to three years away from potentially enabling large scale bio  terrorism attacks.

38:11

Can you make that more concrete without obviously giving the kind of information  that would result in speeding that up?

38:17

Is it one shotting how to weaponize something or  do you have to fine tune an open source model?

38:25

What would that actually look like?

38:25

I think it'd be good to clarify this because we did a blog post and the Senate testimony  and various people didn't understand the point or didn't understand what we'd done.

38:33

Today you can ask the models all kinds of things about biology and get them to say all  kinds of scary things, but often those scary things are things that you could Google, and I'm  therefore not particularly worried about that.

38:56

I think it's actually an impediment to seeing  the real danger, where someone just says — Oh, I asked this model to tell me some  things about smallpox, and it will.

39:05

That is actually not what I'm worried about.

39:05

We spent about six months working with folks who are the most expert in the world  on how do biological attacks happen, what would you need to conduct such an attack,  and how do we defend against such an attack?

39:25

They worked very intensively on just the entire  workflow of trying to do a bad thing.

39:25

It's not one shot, it's a long process.

39:32

There are many steps  to it.

39:32

It's not just like I asked the model for this one page of information.

39:37

And again, without  going into any detail, the thing I said in the Senate testimony is, there are some steps where  you can just get information on Google.

39:42

There are some steps that are what I'd call missing.

39:48

They're scattered across a bunch of textbooks, or they're not in any textbook.

39:53

They're kind of implicit knowledge, and they're not explicit knowledge.

39:57

They're  more like, I have to do this lab protocol, and what if I get it wrong?

40:04

Oh, if this happens,  then my temperature was too low.

40:04

If that happened, I needed to add more of this particular reagent.

40:10

What we found is that for the most part, those key missing pieces, the models can't do  them yet, but we found that sometimes they can, and when they can, sometimes they still  hallucinate, which is the thing that's keeping us safe.

40:29

But we saw enough signs of the  models doing those key things well.

40:29

And if we look at state of the art models and go backwards  to previous models, we look at the trend, it shows every sign that two or three years  from now, we're going to have a real problem.

40:49

Yeah, especially the thing you mentioned on  the log scale.

40:49

You go from one in 100 times, it gets it right, to one in ten, to.. Exactly.

40:53

I've seen many of these “groks” in my life.

40:57

I was there when I watched when GPT-3  learned to do arithmetic, when GPT-2 learned to do regression a little bit above chance, when  with Claude we got better on all these tests of helpful, honest, harmless.

41:11

I've seen a lot  of groks.

41:11

This is unfortunately not one that I'm excited about, but I believe it's happening.

41:16

Somebody might say, listen, you were a co-author on this post that OpenAI released about GPT-2  where they said, we're not going to release the weights or the details here because we're  worried that this model will be used for something bad.

41:31

And looking back on it now, it's  laughable to think that GPT-2 could have done anything bad.

41:37

Are we just way too worried?

41:37

This is a concern that doesn't make sense? It is interesting.

41:42

It might be worth looking  back at the actual text of that post.

41:48

I don't remember it exactly but it's still  up on the Internet.

41:48

It says something like, we're choosing not to release the weights because  of concerns about misuse.

41:54

But it also said, this is an experiment.

41:59

We're not sure if this is  necessary or the right thing to do at this time, but we'd like to establish a norm of thinking  carefully about these things.

42:05

You could think of it a little like the Asilomar conference  in the 1970s where they were just figuring out recombinant DNA.

42:19

It was not necessarily the case  that someone could do something really bad with recombinant DNA.

42:25

It's just the possibilities  were starting to become clear.

42:25

Those words, at least, were the right attitude.

42:29

Now I think there's a separate thing that people don't just judge the post, they judge  the organization.

42:34

Is this an organization that produces a lot of hype or that has  credibility or something like that?

42:39

And so that had some effect on it.

42:44

I guess  you could also ask, is it inevitable that you can't get across any message more complicated  than this thing right here is dangerous.

42:58

You can argue about those but I think  the basic thing that was in my head and the head of others who were involved in  that, and what is evident in the post is, we actually don't know.

43:09

We have pretty wide error  bars on what's dangerous and what's not so we want to establish a norm of being careful.

43:16

By the way we have enormously more evidence now.

43:20

We've seen enormously more of  these groks now and so we're well calibrated but there's still uncertainty.

43:25

In all these  statements I've said, in two or three years we might be there.

43:29

There's a substantial risk of  it and we don't want to take that risk.

43:29

But I wouldn't say it's 100%. It could be 50-50.

43:34

Okay, let's talk about cybersecurity, which in addition to bio risk is another thing  Anthropic has been emphasizing.

43:38

How have you avoided the cloud microarchitecture from leaking?

43:43

Because, as you know, your competitors have been less successful at this kind of security.

43:48

Can't comment on anyone else's security, don't know what's going on in there.

43:52

A thing that  we have done is, there are these architectural innovations that make training more efficient.

44:00

We call them compute multipliers because they're the equivalent of having more compute.

44:04

I don't want to say too much about our compute multipliers because it could allow an adversary  to counteract our measures but we limit the number of people who are aware of a given compute  multiplier to those who need to know about it.

44:26

So there's a very small number of people who could  leak all of these secrets.

44:26

There's a larger number of people who could leak one of them.

44:31

But this is  the standard compartmentalization strategy that's used in the intelligence community or resistance  cells or whatever.

44:36

Over the last few months we've implemented these measures.

44:47

I don't want to jinx  anything by saying, oh, this could never happen to us but I think it would be harder for it to  happen.

44:51

I don't want to go into any more detail.

44:57

By the way I'd encourage all the other  companies to do this as well.

44:57

As much as competitors architecture’s leaking  is narrowly helpful to Anthropic, it's not good for anyone in the long run.

45:06

Security around this stuff is really important.

45:13

Could you, with your current  security, prevent a dedicated state level actor from getting the Claude 2 weights?

45:16

It depends how dedicated.

45:16

Our head of security, who used to work on security for Chrome, which  is a very widely used and attacked application, he likes to think about it in terms of — how much  would it cost to attack Anthropic successfully?

45:36

Again, I don't want to go into super detail  of how much I think it will cost to attack and it's just inviting people.

45:39

One of our goals  is that it costs more to attack Anthropic than it costs to just train your own model.

45:46

It doesn't  guarantee things because, of course you need the talent as well so you might still, but attacks  have risks, the diplomatic costs, and they use up the very sparse resources that nation state  actors might have in order to do the attacks.

46:06

We're not there yet by the way.

46:06

But I think we  are at a very high standard of security compared to the size of company that we are.

46:13

If you  look at security for most 150 person companies there's just no comparison.

46:19

But could we resist  if it was a state actor's top priority to steal our model weights? No. They would succeed.

46:27

How long does that stay true?

46:27

Because at some point the value keeps increasing and increasing.

46:33

And another part of this question is what kind of a secret is how to train Claude 3 or Claude 2?

46:40

For example, with nuclear weapons we had lots of spies.

46:47

You just take a blueprint of the implosion  device across and that's what you need.

46:47

Is it more tacit here like the thing you were talking about  with biology?

46:53

You need to know how these reagents work or is it just like you got the blueprint, you  got the microarchitecture and the hyperparameters?

46:59

There are some things that are like a one line  equation and there are other things that are more complicated.

47:04

I think compartmentalization is  the best way to do it.

47:04

Just limit the number of people who know about something.

47:10

If you're a 1000  person company and everyone knows every secret, one, I guarantee you have a leaker  and two, I guarantee you have a spy.

47:19

Okay, let's talk about alignment and let's  talk about mechanistic interpretability, which is the branch you guys specialize in.

47:22

While  you're answering this question, you might want to explain what mechanistic interpretability is.

47:28

The broader question is mechanistically, what is alignment?

47:34

Is it that you're locking in  the model into a benevolent character?

47:34

Are you disabling deceptive circuits and procedures?

47:41

What  concretely is happening when you align a model?

47:47

As with most things, when we actually train a  model to be aligned, we don't know what happens inside the model.

47:52

There are different ways of  training it to be aligned but we don't really know what happens.

47:57

All the current methods that  involve some kind of fine tuning of course have the property that the underlying knowledge and  abilities that we might be worried about don't disappear.

48:10

The model is just taught not to  output them.

48:10

I don't know if that's a fatal flaw or if that's just the way things have  to be.

48:16

I don't know what's going on inside mechanistically and I think that's the whole  point of mechanistic interpretability.

48:21

To really understand what's going on inside the  models at the level of individual circuits.

48:30

Eventually when it's solved, what does the  solution look like?

48:30

What is the case where if you’re Claude 4, you do the mechanistic  interpretability thing and you're like, I'm satisfied, it's aligned.

48:38

What is it that you've seen?

48:45

We don't know enough to know that yet.

48:45

I can  give you a sketch for what the process looks like as opposed to what the final result  looks like.

48:50

Verifiability is a lot of the challenge here.

48:56

We have all these methods  that purport to align AI systems and do succeed at doing so for today's tasks.

49:02

But then the question is always if you had a more powerful model or if you  had a model in a different situation, would it be aligned?

49:10

This problem would be much  easier if you had an oracle that could just scan a model and say okay, I know this model is  aligned, I know what it'll do in every situation.

49:25

I think the closest thing we have to that is  something like mechanistic interpretability.

49:30

It's not anywhere near up to the task yet.

49:30

But I guess I would say I think of it as almost like an extended training set and an  extended test set.

49:35

Everything we're doing, all the alignment methods we're doing are  the training set.

49:40

You can run tests in them, but will it really work out a distribution?

49:45

Will it really work in another situation?

49:48

Mechanistic interpretability is the only thing  that even in principle is the thing where it's more like an X-ray of the model than modification  of the model.

49:57

It's more like an assessment than an intervention.

50:02

Somehow we need to get into  a dynamic where we have an extended test set, an extended training set, which  is all these alignment methods, and an extended test set which is kind of  like you X-ray the model and say, okay, what worked and what didn't?

50:18

In a way that goes  beyond just the empirical test that you've run, where you're saying, what is the model  going to do in these situations?

50:25

What is within its capabilities to do instead  of, what did it do phenomenologically?

50:35

And of course we have to be careful about that.

50:35

One of the things I think is very important is we should never train for interpretability because  that's taking away that advantage.

50:41

You even have the problem similar to validation versus test set,  where if you look at the X-ray too many times, you can interfere.

50:52

We should worry about  that, but that's a much weaker process, it's not automated optimization.

50:59

We should just  make sure, as with validation and test sets, that we don't look at the validation set too many times  before running the test set.

51:04

But again, that's manual pressure rather than automated pressure.

51:12

So some solution where we have some dynamic between the training and test set where we're  trying things out and we really figure out if they work via a way of testing them, that the model  isn't optimizing against, some orthogonal way.

51:33

I think we're never going to have a guarantee, but  some process where we do those things together.

51:44

Some way to put extended training for alignment  ability with extended testing for alignment ability together in a way that actually works.

51:50

And not in a stupid way, there's lots of stupid ways to do this where you fool yourself.

51:54

I still don't feel like I understand the intuition for why you think this is likely  to work or this is promising to pursue.

51:55

Let me ask the question in a more specific  way, and excuse the tortured analogy.

52:06

If you're an economist and you want to  understand the economy, you send a whole bunch of microeconomists out there.

52:11

One of them  studies how the restaurant business works.

52:11

One of them studies how the tourism business works, one  of them studies how the baking business works.

52:18

And at the end, they all come together and  you still don't know whether there's going to be a recession in five years or not.

52:22

Why is this not like that?

52:22

Where you have an understanding of how induction  heads work in a two layer transformer, we understand modular arithmetic.

52:30

How does  this add up to — Does this model want to kill us?

52:35

What does this model fundamentally want? A few things on that.

52:35

That's the right set of questions to ask.

52:40

I think what we're hoping for in  the end is not that we'll understand every detail, but again, I would give the X-ray or the MRI  analogy.

52:46

We can be in a position where we can look at the broad features of the model and say,  is this a model whose internal state and plans are very different from what it externally  represents itself to do?

52:59

Is this a model where we're uncomfortable that far too much of its  computational power is devoted to doing what look like fairly destructive and manipulative things?

53:13

We don't know for sure whether that's possible, but at least some positive signs  that it might be possible.

53:18

Again, the model is not intentionally hiding from you, it  might turn out that the training process hides it from you.

53:29

I can think of cases where if the model  is really super intelligent, it thinks in a way so that it affects its own cognition.

53:33

We should  think about that, we should consider everything.

53:40

I suspect that it may roughly work to think of  the model as if it's trained in the normal way, just getting to above human level.

53:49

It may be a  reasonable assumption, you should check, that the internal structure of the model is  not intentionally optimizing against us.

54:03

I'd give an analogy to humans.

54:03

It's actually  possible to look at an MRI of someone and predict above random chance whether they're a  psychopath.

54:13

There was actually a story a few years back about a neuroscientist who was studying  this, and then he looked at his own scan and discovered that he was a psychopath and then  everyone in his life was like — No, this is obvious.

54:27

You're a complete asshole.

54:27

You must be  a psychopath.

54:27

And he was totally unaware of this.

54:33

The basic idea that there can be these  macro features, psychopath is probably a good analogy for it, this is what we would be  afraid of, a model that's charming on the surface, very goal oriented, and very dark  on the inside.

54:46

On the surface, their behavior might look like the behavior of  someone else, but their goals are very different.

54:55

A question somebody might have is, you're  trying to empirically estimate if these activations are suspicious but is this something  we can afford to be empirical about?

55:04

Or do we need a very good first principal theoretical reason  to think — No, it's not just that these MRIs of the model correlate with being bad.

55:18

We need just  some deep rooted math proof that this is aligned.

55:26

It depends what you mean by empirical.

55:26

A better  term would be phenomenological.

55:26

I don't think we should be purely phenomenological in like,  here are some brain scans of really dangerous models and here are some other brain scans.

55:36

The  whole idea of mechanistic interpretability is to look at the underlying principles and circuits.

55:42

But I guess the way I'd think about it is like, on one hand, I've actually always been a fan  of studying these circuits at the lowest level of detail that we possibly can.

55:52

And the reason for  that is that's kind of how you build up knowledge.

55:57

Even if you're ultimately aiming for there's too  many of these features, it's too complicated.

56:02

At the end of the day, we're trying to build  something broad and we're trying to build some broad understanding.

56:07

I think the way you build  that up is by trying to make a lot of these very specific discoveries.

56:12

You have to understand the  building blocks and then you have to figure out how to use that to draw these broad conclusions  even if you're not going to figure out everything.

56:23

You should probably talk to Chris Olah, who  would have much more detail.

56:23

He controls the interpretability agenda.

56:32

He's the one who  decides what to do on interpretability.

56:37

This is my high level thinking about it,  which is not going to be as good as his.

56:40

Does the bull case on Anthropic rely on the  fact that mechanistic interpretability is helpful for capabilities? I don't think so at all.

56:51

I think in principle it's possible that  mechanistic interpretability could be helpful with capabilities.

56:55

We might, for various reasons,  not choose to talk about it if that were the case.

57:02

That wasn't something that I or any of  us thought of at the time of Anthropic’s founding.

57:07

We thought of ourselves as people who  are good at scaling models and good at doing safety on top of those models.

57:14

We think that we  have a very high talent density of folks who are good at that.

57:20

My view has always been talent  density beats talent mass.

57:20

That's more of our bullcase.

57:27

Talent density beats talent mass.

57:27

I don't think it depends on some particular thing.

57:32

Others are starting to do  mechanistic interpretability now, and I'm very glad that they are.

57:35

A part  of our theory of change is paradoxically to make other organizations more like us.

57:42

I'm sure talent density is important but another thing Anthropic has emphasized  is that you need to have frontier models in order to do safety research.

57:50

And of  course, actually be a company as well.

57:53

Somebody might guess that the current frontier  models, GPT-4, Claude 2 cost one hundred million dollars or something like that… That general order of magnitude in very broad terms is not wrong.

58:01

But two to three years from now, the kinds of things you're talking about, we're  talking more and more orders of magnitude to keep up with that.

58:09

If it's the case that  safety requires us to be on the frontier, what is a case in which Anthropic is competing  with these leviathans to stay on that same scale?

58:21

It's a situation with a lot  of trade offs. It's not easy.

58:27

Maybe I'll just answer the questions one by one.

58:27

To go back to why is safety so tied to scale?

58:35

Some people don't think it is.

58:35

But if I just  look at what have been the areas where safety methods have been put into practice  or worked for something, for anything, even if we don't think they'll work in general.

58:47

I go back to thinking of all the ideas, something like debate and amplification.

58:53

Back in  2018 when we wrote papers about those at OpenAI, it was like, human feedback isn't quite going to  work, but debate and amplification will take us beyond that.

59:06

But then if you actually look at the  attempts to do debates, we're really limited by the quality of the model.

59:13

For two models to have  a debate that is coherent enough that a human can judge it so that the training process can actually  work, you need models that are at or maybe even beyond on some topics the current frontier.

59:27

You can come up with the method, you can come up with the idea without being on the frontier  but for me, that's a very small fraction of what needs to be done.

59:39

It's very easy to come up with  these methods.

59:39

It's very easy to come up with, oh, the problem is X, maybe a solution is Y.

59:43

I really want to know whether things work in practice, even for the systems we have  today, and I want to know what kinds of things go wrong with them.

59:54

I just feel like  you discover ten new ideas and ten new ways that things are going to go wrong by trying these  in practice.

59:59

I think that empirical learning is just not as widely understood as it should be.

1:00:06

I would say the same thing about methods like constitutional AI, and some people say, oh, it  doesn't matter.

1:00:11

We know this method doesn't work, it won't work for pure alignment.

1:00:15

I neither agree  nor disagree with that.

1:00:15

I think that's just kind of overconfident.

1:00:21

The way we discover new things  and understand the structure of what's going to work and what's not is by playing around with  things.

1:00:25

Not that we should just blindly say, oh, this worked here, and so it'll work there.

1:00:30

But you really start to understand the patterns, like with the scaling laws.

1:00:36

Even mechanistic interpretability, which might be the one area I see where a lot  of progress has been made without the frontier models, we're seeing in the work that OpenAI  put out a couple months ago, that using very powerful models to help you auto interpret the  weak models.

1:00:53

Again, that's not everything you can do in interpretability, but that's a big  component of it and we found it useful too.

1:01:05

So you see this phenomenon over and over again  where the scaling and the safety are these two snakes that are coiled with each other,  always even more than you think.

1:01:13

Even with interpretability, three years ago, I didn't think  that this would be as true of interpretability, but somehow it manages to be true. Why?

1:01:23

Because  intelligence is useful.

1:01:23

It's useful for a number of tasks.

1:01:28

One of the tasks it's useful for  is figuring out how to judge and evaluate other intelligence and maybe someday even  for doing the alignment research itself.

1:01:38

Given all that's true, what does that imply  for Anthropic when in two to three years, these leviathans are doing  like $10 billion training runs?

1:01:45

Choice one is if we can't, or if it costs too  much to stay on the frontier, then we shouldn't do it and we won't work with the most advanced  models, we'll see what we can get with models that are not quite as advanced.

1:01:59

You can get some  non zero value there but I'm skeptical that the value is all that high or the learning can be  fast enough to really be in favor of the task.

1:02:11

The second option is you just find a way.

1:02:11

You  just accept the trade offs.

1:02:11

And the trade offs are more positive than they appear because of a  phenomenon that I've called Race to the Top.

1:02:25

I could go into that later, but  let me put that aside for now.

1:02:29

And the third phenomenon is that as things get to  that scale, it may coincide with starting to get into some non trivial probability of very serious  danger.

1:02:39

I think it's going to come first from misuse, the biorisk stuff that I talked about.

1:02:45

I  don't think we have the level of autonomy yet to worry about some of the alignment stuff happening  in two years, but it might not be very far behind that at all.

1:03:00

That may lead to unilateral or  multilateral or government enforced decisions not to scale as fast as we could, which we support.

1:03:11

That may end up being the right thing to do.

1:03:15

I hope things go in that direction, and then we  don't have this hard trade off between we're not in the frontier and can't quite do the research  as well as we want or influence other orgs as well as we want, or versus we're on the frontier  and have to accept the trade-offs which are net positive, but have a lot in both directions.

1:03:34

On the misuse versus misalignment, those are both problems as you mentioned but in the long scheme  of things, say 30 years down the line, which do you think will be considered a bigger problem?

1:03:48

I think it's going to be much less than 30 years. I'm worried about both.

1:03:52

If you have a model that  could in theory, take over the world on its own, if you were able to control that model, then  it follows pretty simply that if a model was following the wishes of some small subset  of people and not others, then those people could use it to take over the world on their  behalf.

1:04:10

The very premise of misalignment means that we should be worried about misuse as  well, with similar levels of consequences.

1:04:21

But some people who might be more doomery than  you would say — you're already working towards the optimistic scenario there because you've at  least figured out how to align the model with the bad guys.

1:04:33

Now you just need to make sure  that it's aligned with the good guys instead.

1:04:36

Why do you think that you could get to  the point where it's aligned with the bad guys?

1:04:40

You haven't already solved this.

1:04:40

I guess if you had the view that alignment is completely unsolvable, then you'd be like,  well, we're dead anyway so I don't want to worry about misuse.

1:04:49

That's not my position at all.

1:04:49

But also you should think in terms of what's a plan that would actually succeed  that would make things good.

1:04:54

Any plan that actually succeeds, regardless of how  hard misalignment is to solve, is going to need to solve misuse as well as misalignment.

1:05:05

As the AI models get better faster and faster, they're going to create a big problem around the  balance of power between countries.

1:05:13

They're going to create a big problem around, is it possible  for a single individual to do something bad that it's hard for everyone else to stop?

1:05:22

Any  actual solution that leads to a good future needs to solve those problems as well.

1:05:28

If your  perspective is, we're screwed because we can't solve the first problem, so don't worry about  problems two and three, that's not really a statement.

1:05:37

You should worry about problems two  and three.

1:05:37

They're in our path no matter what. Yeah.

1:05:42

In the scenario we succeed  we have to solve all of them.

1:05:46

We should be planning for success not for failure.

1:05:46

If misuse doesn't happen and the right people have the superhuman models, what does that look  like?

1:05:50

Who are the right people?

1:05:50

Who is actually controlling the model five years from now?

1:05:56

My view is that these things are powerful enough that I think it's going to involve substantial  involvement of some kind of government or assembly of government bodies.

1:06:13

There are very naive  versions of this.

1:06:13

I don't think we should just hand the model over to the UN or whoever happens  to be in office at a given time.

1:06:21

I could see that going poorly. But it's too powerful.

1:06:27

There  needs to be some kind of legitimate process for managing this technology, which includes  the role of the people building it, includes the role of democratically elected authorities,  includes the role of all the individuals who will be affected by it.

1:06:46

At the end of the day, there  needs to be some politically legitimate process.

1:06:52

But what does that look like?

1:06:52

If it's not the case  that you just hand it to whoever the President is at the time, what does the body look like?

1:06:56

It's really hard to know these things ahead of time.

1:07:02

People love to propose these broad plans  and say, oh, this is the way we should do it.

1:07:02

The honest fact is that we're figuring this out  as we go along.

1:07:10

I think we should try things and experiment with them with less powerful  versions of the technology.

1:07:23

We need to figure this out in time.

1:07:28

But also it's not really  the kind of thing you can know in advance.

1:07:31

The long term benefit trust that  you have.

1:07:31

How would that interface with this body? Is that the body itself?

1:07:36

I think that the long term benefit trust is a much narrower thing.

1:07:45

This is something  that makes decisions for Anthropic.

1:07:45

This is basically a body.

1:07:51

It was described in a recent  Vox article.

1:07:51

We'll be saying more about it later this year.

1:07:57

But it's basically a body that  over time gains the ability to appoint the majority of the board seats of Anthropic.

1:08:04

It's a mixture of experts in AI alignment, national security, and philanthropy in general.

1:08:12

If Anthropic has AGI and if control of Anthropic is handed to them, doesn't that imply that  control of AGI itself is handed to them?

1:08:22

That doesn't imply that Anthropic or any other  entity should be the entity that makes decisions about AGI on behalf of humanity.

1:08:27

I would think  of those as different things.

1:08:27

If Anthropic does play a broad role, then you'd want to widen  that body to a whole bunch of different people from around the world.

1:08:38

Or maybe you construe  this as very narrow, and then there's some broad committee somewhere that manages all the  AGIs of all the companies on behalf of anyone. I don't know.

1:08:50

I think my view is you shouldn't  be overly constructive and utopian.

1:08:50

We're dealing with a new problem here.

1:08:57

We need to start  thinking now about what are the governmental bodies and structures that could deal with it.

1:09:04

Okay, so let's forget about governance.

1:09:04

Let's just talk about what this going well looks like.

1:09:08

Obviously, there are things we can all agree on: cure all the diseases, solve all the fraud –  things all humans would say, 'I'm down for that.' But now it's 2030.

1:09:18

You've solved all the real  problems that everybody can agree on. What happens next?

1:09:24

What are we doing with a superhuman God?

1:09:24

I actually want to disagree with the framing of something like this.

1:09:30

I get nervous when someone  says, what are you going to do with a superhuman AI?

1:09:35

We've learned a lot of things over the last  150 years about markets and democracy, and each person can define for themselves what the best  way for them to have the human experience is, and that societies work out norms and what they value  just in this very complex and decentralized way.

1:09:56

If you have these safety problems that  can be a reason why there needs to be a certain amount of centralized control from the  government until we've solved these problems.

1:10:07

But as a matter of — we've solved all the  problems, now how do we make things good?

1:10:11

I think most people, most groups,  most ideologies that started with, let's sit down and think over what the definition  of the good life is, have led to disaster.

1:10:24

But this vision you have of a sort  of tolerant, liberal, democracy, market oriented system with AGI.

1:10:28

Each person  has their own AGI? What does that mean? I don't know.

1:10:34

I don't know what it looks like.

1:10:34

I guess what I'm saying is we need to solve the important safety problems and the important  externalities.

1:10:39

Those could be just narrowly about alignment, there could be a bunch of economic  issues that are super complicated and that we can't solve.

1:10:53

Subject to that, we should think  about what's worked in the past.

1:10:53

And in general, unitary visions for what it means to live a  good life have not worked out well at all.

1:11:06

On the opposite end of things going well  or good actors having control of AI.

1:11:10

We might want to touch on China  as a potential actor in the space.

1:11:15

First of all, being at Baidu and seeing  progress in AI happening generally, why do you think the Chinese have underperformed?

1:11:21

Baidu had a scaling laws group many years back.

1:11:28

Or is the premise wrong and I'm just not  aware of the progress that's happening there?

1:11:31

The scaling laws group, that was an  offshoot of the stuff we did with speech so there were still some people there but that was  a mostly Americanized lab. I was there for a year.

1:11:41

That was my first foray into deep learning. It was led by Andrew Ng. I never went to China. It was like a US lab.

1:11:46

That was somewhat  disconnected, although it was an attempt by a Chinese entity to kind of get into the game.

1:11:52

Since then I think they've maybe been very commercially focused and not as focused on these  fundamental research side of things around scaling laws.

1:12:07

I do think because of all the excitement  with the release of ChatGPT in November or so, that's been a starting gun for them as well.

1:12:16

And  they're trying very aggressively to catch up now.

1:12:21

I think the US is substantially ahead but  they're trying very hard to catch up now.

1:12:27

How do you think China thinks about AGI?

1:12:27

Are  they thinking about safety and misuse or not?

1:12:32

I don't really have a sense.

1:12:32

One concern I  would have are people saying things like, China isn't going to develop an AI because they  like stability or they're going to have all these restrictions to make sure things are in line  with what the CCP wants.

1:12:44

That might be true in the short term and for consumer products.

1:12:49

My  worry is that if the basic incentives are about national security and power, that's going to  become clear sooner or later.

1:12:55

If they see this as a source of national power, they're going  to at least try to do what's most effective, and that could lead them in the direction of AGI.

1:13:08

Assume they just get your blueprints or your code base or something, is it possible for them to  spin up their own lab that is competitive at the frontier with the leading American companies?

1:13:19

I don't know about fast but I'm concerned about this.

1:13:24

This is one reason why we're focusing so  hard on cybersecurity.

1:13:24

We've worked with our cloud providers.

1:13:31

We had this blog post out about  security where we said we have a two key system for access to the model weights.

1:13:38

We have other  measures that we put in place or are thinking of putting in place that we haven't announced.

1:13:43

We don't want an adversary to know about them, but we're happy to talk about them broadly.

1:13:47

By the way all this stuff we're doing is not sufficient yet for a super  determined state level actor at all.

1:13:57

I think it will defend against most attacks and  against a state level actor who's less determined.

1:14:07

But there's a lot more we need to do, and some of  it may require new research on how to do security.

1:14:13

Let's talk about what it would take at that  point.

1:14:13

We're at Anthropic offices and it's got good security.

1:14:18

We had to get badges and  everything to come in here.

1:14:18

But what does the eventual version of this building or bunker or  whatever where the AGI is built look like?

1:14:23

Is it a building in the middle of San Francisco or are  you out in the middle of Nevada or Arizona?

1:14:29

What is a point in which you're Los Alamos-ing it?

1:14:33

At one point there was a running joke somewhere that the way building AGI would look like is,  there would be a data center next to a nuclear power plant next to a bunker, and that we'd all  kind of live in the bunker and everything would be local so it wouldn't get on the Internet.

1:14:50

If we take the rate at which all this is going to happen seriously, which I can't be  sure of, then it does make me think that something like that might happen, but  maybe not something quite as cartoonish.

1:15:11

What is the timescale on which you think alignment  is solvable?

1:15:11

If these models are getting to human level in some things in two to three years,  what is the point at which they're aligned?

1:15:21

This is a really difficult question because I  actually think often people are thinking about alignment in the wrong way.

1:15:25

There's a general  feeling that it's like models are misaligned or there's like an alignment problem to solve.

1:15:31

Like, someday we'll crack the Riemann hypothesis.

1:15:39

I don't quite think it's like that.

1:15:39

Not in a  way that's worse or better.

1:15:39

It might be just as bad or just as unpredictable.

1:15:45

When I think of why am I scared, there’s a few things I think of — One is, the  thing that's really hard to argue with is: There will be powerful models. They will be agentic.

1:15:57

We're getting towards them.

1:15:57

If such a model wanted to wreak havoc and destroy humanity or  whatever, we have basically no ability to stop it.

1:16:11

If that's not true, at some point we will reach  the point where it's true as we scale the models.

1:16:18

So that definitely seems to be the case.

1:16:18

A second thing that seems to be the case is that we seem to be bad at controlling the models.

1:16:23

Not in any particular way, but they’re just statistical systems and you can ask them a  million things and they can say a million things and reply.

1:16:32

And you might not have thought of a  millionth and one thing that does something crazy.

1:16:38

Or when you train them, you train them in this  very abstract way and you might not understand all the consequences of what they do in response  to that.

1:16:42

The best example we've seen of that is Bing and Sydney.

1:16:49

I don't know how they trained  that model.

1:16:49

I don't know what they did to make it do all this weird stuff like threaten people and  have this weird obsessive personality.

1:16:54

But what it shows is that we can get something very different  from and maybe opposite to what we intended.

1:17:08

I actually think fact number one and fact  number two are enough to be really worried.

1:17:14

You don't need all this detailed stuff about  convergent instrumental goals or analogies to evolution.

1:17:21

One and two for me are pretty  motivated.

1:17:21

Okay, this thing's going to be powerful. It could destroy us.

1:17:25

And all the ones  we've built so far are at pretty decent risk of doing some random shit we don't understand.

1:17:33

If you say that we're going to get something with bioweapons or something that could  be dangerous in two to three years, does the research agenda you have of mechanistic  interpretability, constitutional AI and other RLHF stuff meaningfully contribute to  preventing that in two to three years?

1:18:00

People talk about doom by default or alignment by  default.

1:18:00

I think it might be kind of statistical.

1:18:09

With the current models, you might get  Bing or Sydney or you might get Claude.

1:18:14

If we take our current understanding and move  that to very powerful models, you might just be in this world where you make something and  depending on the details, maybe it's totally fine.

1:18:27

Not really alignment by default, but just  depends on a lot of the details.

1:18:27

If you're very careful about all those details and  you know what you're doing, you're getting it right but we have a high susceptibility to,  you mess something up in a way that you didn't really understand was connected to something else.

1:18:41

Actually, instead of making all the humans happy, it wants to turn them into pumpkins, just some  weird shit.

1:18:45

Because the models are so powerful, they're like these giants that are standing in  a landscape and if they start to move their arms around randomly, they could just break everything.

1:18:57

I'm starting it with that kind of framing because I don't think we're aligned by default,  I don't think we're doomed by default and have some problem we need to solve.

1:19:07

It has some kind of different character.

1:19:11

Now what I do think is that hopefully within a  timescale of two to three years we get better at diagnosing when the models are good and when  they're bad.

1:19:17

We get better at increasing our repertoire of methods to train the model that  they're less likely to do bad things and more likely to do good things in a way that isn't just  relevant to the current models but scales.

1:19:29

And we can help develop that with interpretability  as the test set.

1:19:34

I don't think of it as, oh, man, we tried RLHF, it didn't work.

1:19:39

We tried  Constitutional AI, it didn't work.

1:19:39

We tried this other thing, it didn't work.

1:19:44

We tried mechanistic  interpretability.

1:19:44

Now we're going to try something else.

1:19:48

I think this frame of like, man, we  haven't cracked the problem yet, we haven't solved the Riemann hypothesis isn't quite right.

1:19:52

Already with today's systems, we are not very good at controlling them and the consequences  of that could be very bad.

1:20:01

We just need to get more ways of increasing the likelihood that  we can control our models and understand what's going on in them.

1:20:15

And we have some  of them so far.

1:20:15

They aren't that good yet.

1:20:21

But I don't think of this as binary.

1:20:21

It works or  it does not work.

1:20:21

We're going to develop more.

1:20:21

And I do think that over the next two to three years  we're going to start eating that probability mass of ways things can go wrong.

1:20:31

It's like in the  core safety views paper, there's a probability mass of how hard the problem is.

1:20:36

I feel like that way of stating it isn't really even quite right because I don't feel  like it's the Riemann hypothesis to solve.

1:20:40

It's almost like right now if I try and juggle five  balls or something, I can juggle three balls, I actually can, but I can't juggle five balls  at all.

1:20:52

You have to practice a lot to do that.

1:20:57

If I were to do that, I would almost certainly  drop them.

1:20:57

And then just over time, you just get better at the task of controlling the balls.

1:21:03

On that post in particular, what is your personal probability distribution?

1:21:08

For the  audience, the three possibilities are: One, it is trivial to align these models with RLHF++.

1:21:13

Two, it  is a difficult problem, but one that a big company could solve.

1:21:20

Three, something that is basically  impossible for human civilization currently to solve.

1:21:25

If I'm capturing those three, What is  your probability distribution over those three?

1:21:30

I'm not super into questions like what's your  probability distribution of X?

1:21:30

I think all of those have enough likelihood that they should  be considered seriously.

1:21:34

The question I'm much more interested in is, what could we learn  that shifts probability mass between them?

1:21:45

What is the answer to that?

1:21:45

I think that one of the things mechanistic interpretability is going to  do more than necessarily solve problems is, it's going to tell us what's going on when we  try to align models.

1:21:54

It's basically going to teach us about this.

1:22:00

One way I could imagine  concluding that things are very difficult is if mechanistic interpretability sort of shows us  that problems tend to get moved around instead of being stamped out or that, you get rid of one  problem, you create another one.

1:22:14

Or it might inspire us or give us insight into why problems  are persistent or hard to eradicate or crop up.

1:22:28

For me to really believe some of these stories  about, oh, there's always this convergent goal in this particular direction.

1:22:35

I think the  abstract story is not uncompelling, but I don't find it really compelling either, nor do I  find it necessary to motivate all the safety work.

1:22:45

But the kind of thing that would really be  like, oh man, we can't solve this is like, we see it happening inside the X-ray.

1:22:49

I think  right now there's way too many assumptions, there's way too much overconfidence about how  all this is going to go.

1:22:57

I have a substantial probability mass on — this all goes wrong, it's a  complete disaster, but in a completely different way than anyone had anticipated it would.

1:23:08

It would be beside the point to ask how it could go different than anyone anticipated.

1:23:11

On this, in particular, what information would be relevant?

1:23:16

How much would the difficulty of  aligning Claude 3 and the next generation of models be?

1:23:22

Is that a big piece of information?

1:23:22

I think the people who are most worried are predicting that all the subhuman AI models are  going to be alignable, They're going to seem aligned.

1:23:35

They're going to deceive us in some  way.

1:23:35

It certainly gives us some information but I am more interested in what mechanistic  interpretability can tell us because, again, you see this X ray, it would be too strong to  say it doesn't lie, but at least in the current systems, it doesn't feel like it's optimizing  against us.

1:23:55

There are exotic ways that it could.

1:24:01

I don't think anything is a safe bet here, but  it's the closest we're going to get to something that isn't actively optimizing against us.

1:24:05

Let's talk about the specific methods other than mechanistic interpretability that you  guys are researching.

1:24:09

When we talk about RLHF or Constitution AI, if you had to  put it in terms of human psychology, what is the change that is happening?

1:24:21

Are we  creating new drives, new goals, new thoughts?

1:24:28

How is the model changing in terms of psychology?

1:24:28

All those terms are inadequate for describing what's happening.

1:24:36

It's not clear how useful  they are as abstractions for humans either.

1:24:39

I think we don't have the language to describe  what's going on.

1:24:39

And again, I'd love to have the X-ray.

1:24:43

I'd love to look inside and say and kind of  actually know what we're talking about instead of basically making up words, which is what I  do what you're doing in asking this question.

1:24:56

We should just be honest.

1:24:56

We really have very  little idea what we're talking about.

1:24:56

It would be great to say, well, what we actually mean  by that is this circuit within here turns on, and after we've trained the model, then this  circuit is no longer operative or weaker.

1:25:16

It's going to take a lot of  work to be able to do that.

1:25:19

Model organisms, which you hinted at before when  you said we're doing these evaluations to see if they're capable of doing dangerous things now  and currently not, how worried are you about a lab leak scenario?

1:25:28

Where in fine tuning it or in  trying to get these models to elicit dangerous behaviors, make bioweapons or something, you  leak somehow and it actually makes the bioweapons instead of telling you it can make the bioweapons.

1:25:40

It's not that much of a concern with today's passive models.

1:25:42

If we were to fine tune a  model, we would do it privately and we work with the experts and so the leak would be like,  suppose the model got open sourced or something.

1:26:02

For now, it's mostly a security issue.

1:26:02

In terms of models truly being dangerous, we do have to worry that if we make a truly  powerful model and we're trying to see what makes it dangerous or safe, then there could  be more of a one shot thing where there’s some risk that the model takes over.

1:26:19

The main  way to control that is to make sure that the capabilities of the model that we test are  not such that they're capable of doing this.

1:26:28

At what point would the capabilities be so high  where you say, I don't even want to test this?

1:26:33

Well, there's different things.

1:26:33

There's capability testing..

1:26:36

But that itself could lead to...

1:26:36

If you're  testing replicate, what if it actually does? Sure.

1:26:40

But I think what you want to do is you want  to extrapolate.

1:26:40

We've talked with Arc about this.

1:26:46

You have factors of two of compute, where you're  like, can the model do something like open up an account on AWS and make some money for itself?

1:26:55

Some of the things that are obvious prerequisites to complete survival in the wild.

1:27:00

Just set  those thresholds very well below and then as you proceed upward from there, do kind of  more and more rigorous tests and be more and more careful about what it is you're doing.

1:27:14

On Constitution AI, who decides what the constitution for the next generation of  models or a potentially superhuman model is?

1:27:27

How is that actually written?

1:27:27

Initially to make the constitution, we just took some stuff that was broadly agreed  on, like the UN declaration on Human Rights and some of the stuff from Apple's Terms of Service.

1:27:39

Stuff that's consensus on what's acceptable to say or what basic things are able to be included.

1:27:45

One, for future constitutions, we're looking into more participatory processes for making these.

1:27:52

But beyond that, I don't think there should be one constitution for a model that everyone  uses.

1:27:58

The model’s constitution should be very simple.

1:28:06

It should only have very basic facts that  everyone would agree on.

1:28:06

Then there should be a lot of ways that you can customize, including  appending constitutions.

1:28:12

And beyond that, we're developing new methods.

1:28:18

I'm not imagining  that this or this alone is the method that we'll use to train superhuman AI.

1:28:24

Many of the  parts of capability training may be different, and so it could look very different.

1:28:29

There are levels above this.

1:28:29

I'm pretty uncomfortable with: here's the AI's constitution,  it's going to run the world.

1:28:35

From just normal lessons from how societies work and how  politics works, that strikes me as fanciful.

1:28:57

Even after we've mitigated the safety issues,  any good future, even if it has all these security issues that we need to solve, it  somehow needs to end with something that's more decentralized and less like a godlike  super.

1:29:11

I just don't think that ends well.

1:29:18

What scientists from the Manhattan  Project do you respect most in terms of, they acted most ethically under the constraints  they were given.

1:29:22

Is there one that comes to mind? I don't know.

1:29:26

There's a lot of answers you could  give.

1:29:26

I'm definitely a fan of Szilard for having kind of figured it out.

1:29:33

He was then against the  actual dropping of the bomb.

1:29:33

I don't actually know the history well enough to have an opinion  on whether the demonstration of the bomb could have ended the war.

1:29:46

I mean that involves a bunch  of facts about Imperial Japan that are complicated and that I'm not an expert on.

1:29:52

But Szilard, he  discovered this stuff early, he kept it secret, patented some of it and put it in the hands of the  British Admiralty.

1:30:02

He seemed to display the right kind of awareness as well as discovering stuff.

1:30:09

It  was when I read that book that when I wrote this big blob of compute doc and I only showed it to a  few people and there were other docs that I showed to almost no one.

1:30:21

I was a bit inspired by this.

1:30:21

Again, we could all get self aggrandizing here.

1:30:30

Like we don't know if it's actually going to be  something on par with the Manhattan project.

1:30:30

This could all be just Silicon Valley people building  technology and just having delusions of grandeur.

1:30:44

I don't know how it's going to turn out.

1:30:44

I mean, if the scaling stuff is true then it's bigger than the Manhattan Project.

1:30:47

Yeah, it certainly could be bigger.

1:30:47

I think we should always maintain this attitude  that it's really easy to fool yourself.

1:30:58

If you're a physicist during World War II and  you were asked by the government to contribute non replaceable research to the Manhattan  Project, what do you think you would have said?

1:31:06

Given you're in a war with the Nazis, I don't  really see much choice but to do it if it's possible.

1:31:16

You have to figure it's going to  be done within ten years or so by someone.

1:31:21

Regarding cybersecurity, what should  we make of the fact that there's a whole bunch of tech companies which have  ordinary tech company security policy and it's not obvious that they've been hacked  publicly.

1:31:30

Coinbase still has its bitcoin.

1:31:37

As far as I know my Gmail hasn't been leaked.

1:31:37

Should we take from that that current status quo tech company security practices  are good enough for AGI or just simply that nobody has tried hard enough?

1:31:47

It would be hard for me to speak to current tech company practices and of course there  may be many attacks that we don't know about, where things are stolen and then silently used.

1:31:54

I  think an indication of it is when someone really cares basically cares about attacking  someone, then often the attacks happen.

1:32:07

Recently we saw that some fairly high officials of  the US government had their email accounts hacked via Microsoft.

1:32:14

Microsoft was providing the email  accounts.

1:32:14

Presumably that relayed information that was of great interest to foreign adversaries.

1:32:20

It seems to me at least that the evidence is more consistent with, when something is really high  enough value, then someone acts and it's stolen.

1:32:39

And my worry is that of course with AGI we'll get  to a world where the value is seen as incredibly high.

1:32:45

It'll be like stealing nuclear missiles or  something.

1:32:45

You can't be too careful on this stuff.

1:32:52

At every place that I've worked, I've pushed for  cybersecurity to be better.

1:32:52

One of my concerns about cybersecurity is, it's not something you can  trumpet.

1:32:56

A good dynamic with safety research is, you can get companies into a dynamic and  I think we have, where you can get them to compete to do the best safety research and  use it as a recruiting point of competition or something.

1:33:16

We used to do this all the time  with interpretability and then sooner or later other orgs started recognizing the defect  and started working on interpretability, whether or not that was a priority to them before.

1:33:26

But it's harder to do that with cybersecurity because a bunch of the stuff you have to do  quietly.

1:33:33

We did try to put out one post about it, but mostly you just see the results.

1:33:38

A good norm  would be people see these cybersecurity leaks from companies or leaks the model parameters  or something and say they screwed up, that's bad.

1:33:53

If I'm a safety person,  I might not want to work there.

1:33:58

Of course, as soon as I say that, we'll  probably have a security breach tomorrow.

1:33:58

But that's part of the game here, that's  part of trying to make things safe.

1:34:08

I want to go back to the thing we're talking  about earlier, where the ultimate level of cybersecurity required two to three years from  now and whether it requires a bunker, are you actually expecting to be in a physical bunker in  two to three years, or is that just a metaphor? That’s a metaphor.

1:34:23

We’re still figuring it out.

1:34:23

Something I would think about is the security of the data center, which may not be in the same  physical location as us, but we've worked very hard to make sure it's in the United States.

1:34:34

But  securing the physical data centers and the GPUs.

1:34:42

If someone was really determined, some of the  really expensive attacks just involve going into the data center and just trying to steal the  data directly or as it's flowing from a data center to us.

1:34:50

These data centers are going to have  to be built in a very special way.

1:34:50

Given the way things are scaling up, we're anyway heading to a  world where the networks of data centers cost as much as aircraft carriers.

1:35:04

They're already going  to be pretty unusual objects but in addition to being unusual in terms of their ability to link  together and train gigantic, gigantic models, they're also going to have to be very secure.

1:35:18

Speaking of which, there's been rumors on the difficulty of procuring the power and the  GPUs for the next generation of models.

1:35:27

What has the process been like to secure the  necessary components to do the next generation?

1:35:32

That's something I can't go into great detail  about.

1:35:32

I will say, people are thinking of industrial scale data centers and people are not  thinking at the scale that these models are going to go to very soon.

1:35:44

Whenever you do something  at a scale where it's never been done before, every single component, every single thing has to  be done in a new way than it was before.

1:35:50

And so you may run into problems with surprisingly simple  components.

1:35:55

Power is one that you mentioned.

1:36:03

And is this something that Anthropic has  to handle, or can you just outsource it?

1:36:06

For data centers, we work with  cloud providers, for instance.

1:36:09

What should we make about the fact that these  models require so much training and the entire corpus of internet data in order to be subhuman?

1:36:15

Whereas GPT-4, there's been estimates that it was like 10^25 Flops or something, you can  take these numbers with a grain of salt, but there's reports that the human brain, from  the time it is born to the time a human being is 20 years old, is on the order of 10^14  Flops to simulate all those interactions.

1:36:40

We don't have to go into the particulars on  those numbers, but should we be worried about how sample inefficient these models seem to be?

1:36:44

That's one of the remaining mysteries.

1:36:44

One way you could phrase it is that the models are maybe  two to three orders of magnitude smaller than the human brain.

1:36:56

If you compare it to the number of  synapses, while at the same time being trained on three to four more orders of magnitude of data.

1:37:00

If you compare the number of words a human sees as they're developing to age 18, I don't remember  exactly, but I think it's in the hundreds of millions, whereas for the models, we're talking  about the hundreds of billions to the trillions. So what explains this?

1:37:18

There are these offsetting  things where the models are smaller, they need a lot more data.

1:37:24

They're still below human level.

1:37:24

There's some way in which the analogy to the brain is not quite right or  is breaking down or there's some missing factor.

1:37:38

This is just like in physics, where we can't  explain the Michelson-Morley experiment, or one of the other 19th century physics paradoxes.

1:37:44

It's one thing we don't quite understand.

1:37:44

Humans see so little data, and they still do fine.

1:37:50

One theory on it, it could be that it's like our other modalities.

1:37:57

How do we get 10^14 bits  into the human brain?

1:37:57

Most of it is these images, and maybe a lot of what's going on inside the  human brain is, our mental workspace involves all these simulated images or something like that.

1:38:10

But honestly, intellectually we have to admit that that's a weird thing that doesn't match up.

1:38:17

And  it's one reason I'm a bit skeptical of biological analogies.

1:38:23

I thought in terms of them, like, five  or six years ago, but now that we actually have these models in front of us as artifacts, it  feels like almost all the evidence from that has been screened off by what we've seen.

1:38:32

And  what we've seen are models that are much smaller than the human brain and yet can do a lot of the  things that humans can do, and yet, paradoxically, require a lot more data.

1:38:42

Maybe we'll discover  something that makes it all efficient, or maybe we'll understand why the discrepancy  is present, but at the end of the day, I don't think it matters, right?

1:38:52

If we keep scaling the  way we are.

1:38:52

I think what's more relevant at this point is just measuring the abilities of the  model and seeing how far they are from humans, and they don't seem terribly far to me.

1:39:01

Does this scaling picture and the big blob of compute more generally, underemphasize the  role that algorithmic progress has played.

1:39:04

When you composed the big blob of compute, you're  presumably talking about LSTMs at that point, the scaling on that would not have  you at Claude 2 at this point.

1:39:21

Are you underemphasizing the role  that an improvement of the scale of Transformer could be having here, when  you put it behind the label of scaling?

1:39:28

This big blob of compute document, which I  still have not made public, I probably should for historical reasons.

1:39:32

I don't think it would  tell anyone anything they don't know now.

1:39:32

But when I wrote it, I actually said, look, there are  seven factors and I wasn't like, these are all the factors but just let me give some sense of the  kinds of things that matter and what don't.

1:39:44

There could be nine, there could be five.

1:39:50

But the things  I said were — Number of parameters matters.

1:39:50

Scale of the model matters. Compute matters.

1:39:56

Quantity  of data matters. Quality of data matters. Loss function matters. Are you doing RL?

1:40:05

Are you doing  next word prediction?

1:40:05

If your loss function isn't rich or doesn't incentivize the right thing, you  won't get anything.

1:40:11

Those were the key four ones, which I think are the core of the hypothesis.

1:40:17

But then I said three more things.

1:40:17

One was symmetries, which is basically if your  architecture doesn't take into account the right kinds of symmetries, it doesn't work or  it's very inefficient.

1:40:27

For example, convolutional neural networks take into account translational  symmetry.

1:40:34

LSTMs take into account time symmetry.

1:40:41

But a weakness of LSTMs is that they can't attend  over the whole context.

1:40:41

So there's kind of this structural weakness.

1:40:46

If a model isn't structurally  capable of absorbing and managing things that happened in a far enough distant past, then it's  like the compute doesn't flow. The spice doesn't flow.

1:41:00

The blob has to be unencumbered.

1:41:00

It's not  going to work if you artificially close things off.

1:41:10

And I think RNNs and LSTMs artificially  close things off because they close you off to the distant past.

1:41:16

Again, things need to  flow freely.

1:41:16

If they don't, it doesn't work.

1:41:22

And then I added a couple things.

1:41:22

One of them  was conditioning, which is if the thing you're optimizing with is just really numerically  bad, you're going to have trouble.

1:41:29

And so this is why atom works better than normal STD.

1:41:33

I'm forgetting what the 7th condition was, but it was similar to things like this, where  if you set things up in a way that's set up to fail or that doesn't allow the compute to  work in an uninhibited way, then it won't work.

1:41:52

Transformers were kind of within that even  though I can't remember if the transformer paper had been published, it was around the same  time as I wrote that document.

1:41:58

It might have been just before.

1:42:01

It might have been just after.

1:42:01

From that view it sounds like the way to think about these algorithmic progresses is not as  increasing the power of the blob of compute, but simply getting rid of the artificial  hindrances that older architectures have.

1:42:19

That's a little how I think about it.

1:42:19

If you go  back to Ilya's, the models want to learn, the compute wants to be free and it's being blocked  in various ways where you don't understand that it's being blocked until you need to free it up.

1:42:31

I love the gradients changing that to spice.

1:42:38

On that point, though, do you think that another  thing on the scale of a transformer is coming down the pike to enable the next great iteration? I think it's possible.

1:42:46

People have worked on things like trying to model very long time  dependencies or there's various different ideas where I could see that we're missing an  efficient way of representing or dealing with something.

1:43:04

I think those inventions are possible.

1:43:04

I guess my perspective would be, even if they don't happen, we're already on this very,  very steep trajectory.

1:43:10

Unless we're constantly trying to discover them, as are others, but  things are already on such a fast trajectory, all that would do is speed up the trajectory  even more, and probably not by that much because it's already going so fast.

1:43:26

Is having an embodied version of a model at all important in terms of  getting either data or progress?

1:43:36

I'd think of that less in terms of  a new architecture and more in terms of a loss function like the data, the  environments you're exposing yourself to end up being very different.

1:43:45

That could be  important for learning some skills, although data acquisition is hard and so things have gone  through the language route and I would guess will continue to go through the language route even  as more is possible in terms of embodiment.

1:44:03

And then the other possibilities you  mentioned. RL, you can see it as...

1:44:07

We kind of already do RL with RLHF. Is this  alignment? Is this capabilities?

1:44:07

I always think in terms of the two snakes, they're often hard to  distinguish.

1:44:12

We already kind of use RL on these language models but I think we've used RL less  in terms of getting them to take actions and do things in the world but when you take actions  over a long period of time and understand the consequences of those actions only later, then  RL is a typical tool we have for that.

1:44:29

So I would guess that in terms of models taking action in the  world, that RL will become a thing with all the power and all the safety issues that come with it.

1:44:41

When you project out in the future, do you see the way in which these things will be integrated into  productive supply chains?

1:44:46

Do you see them talking with each other and criticizing each other and  contributing to each other's output?

1:44:52

Or is it just that one model one shots the answer or the work.

1:44:57

Models will undertake extended tasks.

1:44:57

That will have to be the case.

1:45:05

We may want to limit that to  some extent because it may make some of the safety problems easier but some of that will be required.

1:45:10

In terms of our models talking to models or are they talking to humans?

1:45:16

Again, this goes kind  of out of the technical realm and into the sociocultural economic realm where my heuristic is  always that it's very, very difficult to predict things.

1:45:30

I feel like these scaling laws have been  very predictable but then when you say like, when is there going to be a commercial explosion  in these models?

1:45:37

Or what's the form it's going to be?

1:45:41

Or are the models going to do things instead  of humans or pairing with humans?

1:45:41

Certainly my track record on predicting these things is  terrible but also looking around, I don't really see anyone whose track record is great.

1:45:52

You mentioned how fast progress is happening, but also the difficulties of integrating within  the existing economy into the way things work.

1:46:02

Do you think there will be enough time to  actually have large revenues from AI products before the next model is just so much better  or we're in a different landscape entirely?

1:46:12

It depends what you mean by large.

1:46:12

I  think multiple companies are already in the 100 million to billion per year  range.

1:46:16

Will it get to the 100 billion or trillion range before?

1:46:22

That stuff is just so hard  to predict.

1:46:22

And it's not even super well defined.

1:46:32

Right now there are companies that are throwing  a lot of money at generative AI as customers.

1:46:40

That's the right thing for them to do, and  they'll find uses for it, but it doesn't mean they're finding uses or the best uses from  day one.

1:46:44

Even money changing hands is not quite the same thing as economic value being created.

1:46:52

But surely you've thought about this from the perspective of Anthropic, where if  these things are happening so fast, then it should be an insane valuation, right?

1:46:58

Even us who have not been super focused on commercialization and more on safety, the graph  goes up and it goes up relatively quickly.

1:47:12

I can only imagine what's happening at the  orgs where this is their singular focus.

1:47:20

It's certainly happening fast but it's  an exponential from the small base while the technology itself is moving fast.

1:47:25

It's a race between how fast the technology is getting better and how fast it's integrated  into the economy.

1:47:31

And I think that's just a very unstable and turbulent process.

1:47:36

Both things are  going to happen fast but if you ask me exactly how it's going to play out, exactly what order  things are going to happen, I don't know.

1:47:42

And I'm skeptical of the ability to predict. I'm curious.

1:47:48

With regards to Anthropic specifically, you're a public benefit  corporation and rightfully so, you want to make sure that this is an important  technology.

1:47:57

Obviously, the only thing you want to care about is not shareholder value.

1:48:01

But how do you talk to investors who are putting in hundreds of millions, billions  of dollars of money?

1:48:05

How do you get them to put in this amount of money without the  shareholder value being the main concern?

1:48:16

I think the LTBT (Long Term Benefit Trust) is  the right thing on this.

1:48:16

We're going to talk more about the LTBT, but some version of that  has been in development since the beginning of Anthropic, even formally.

1:48:25

Even as the body  has changed, from the beginning, it was like, this body is going to exist and it's unusual.

1:48:35

Every traditional investor who invests in Anthropic looks at this.

1:48:41

Some of them are just  like, whatever, you run your company how you want.

1:48:48

Some of them are like, oh my god, this body of  random people could move Anthropic in a direction that's totally contrary to shareholder value.

1:48:57

Now there are legal limits on that, of course, but we have to have this conversation with every  investor.

1:49:02

And then it gets into a conversation of, well, what are the kinds of things that  we might do that would be contrary to the interests of traditional investors.

1:49:14

And just having those conversations has helped get everyone on the same page.

1:49:18

I want to talk about the fact that so many of the founders and the employees at Anthropic  are physicists.

1:49:24

We talked in the beginning about the scaling laws and how the power laws  from physics are something you see here, but what are the actual approaches and ways of  thinking from physics that seem to have carried over so well?

1:49:39

Is that notion of effective  theory super useful? What is going on here?

1:49:45

Part of it is just that physicists learn things  really fast.

1:49:45

We have generally found that if we hire someone who is a Physics PhD or something,  that they can learn ML and contribute just very quickly in most cases.

1:49:57

And because several of  our founders myself, Jared Kaplan, Sam McCandlish were physicists, we knew a lot of other  physicists, and so we were able to hire them.

1:50:07

And now there might be 30 or 40 of them  here.

1:50:07

ML is not still not yet a field that has an enormous amount of depth, and so they've  been able to get up to speed very quickly.

1:50:18

Are you concerned that there's a lot of people  who would have been doing physics or something, they would’ve gone into finance  instead and since Anthropic exists, they have now been recruited to go into AI.

1:50:28

You obviously care about AI safety, but maybe in the future they leave and they get funded to  do their own thing.

1:50:37

Is that a concern that you're bringing more people into the ecosystem here?

1:50:41

There's a broad set of actions, like we're causing GPUs to exist.

1:50:47

There's a lot of side effects  that you can't currently control or that you just incur if you buy into the idea that you need  to build frontier models. And that's one of them.

1:50:58

A lot of them would have happened anyway.

1:50:58

I  mean, finance was a hot thing 20 years ago, so physicists were doing it.

1:51:02

Now ML is a hot  thing, and it's not like we've caused them to do it when they had no interest previously.

1:51:07

But  again, at the margin, you're bidding things up, and a lot of that would have happened anyway.

1:51:14

Some  of it wouldn't but it's all part of the calculus.

1:51:18

Do you think that Claude has conscious  experience?

1:51:18

How likely do you think that is?

1:51:22

This is another of these questions that just  seems very unsettled and uncertain.

1:51:22

One thing I'll tell you is I used to think that we didn't  have to worry about this at all until models were operating in rich environments, like  not necessarily embodied, but they needed to have a reward function and have a long lived  experience.

1:51:38

I still think that might be the case, but the more we've looked at these language  models and particularly looked inside them to see things like induction heads, a lot of  the cognitive machinery that you would need for active agents already seems present in the  base language models.

1:51:54

So I'm not quite as sure as I was before that we're missing enough  of the things that you would need.

1:52:00

I think today's models just probably aren't smart enough  that we should worry about this too much but I'm not 100% sure about this, and I do think in a  year or two, this might be a very real concern.

1:52:19

What would change if you found out that they  are conscious?

1:52:19

Are you worried that you're pushing the negative gradient to suffering?

1:52:23

Conscious, again, is one of these words that I suspect will not end up having a well defined..

1:52:27

I suspect that's a spectrum.

1:52:27

Let's say we discover that I should care about Claude’s experience as  much as I should care about a dog or a monkey or something.

1:52:48

I would be kind of worried.

1:52:48

I don't know if their experience is positive or negative.

1:52:54

Unsettlingly I also don't know I  wouldn't know if any intervention that we made was more likely to make Claude have a positive  versus negative experience versus not having one.

1:53:06

If there's an area that is helpful with this, it's  maybe mechanistic interpretability because I think of it as neuroscience for models.

1:53:11

It's possible  that we could shed some light on this.

1:53:11

Although it's not a straightforward factual question.

1:53:18

It depends what we mean and what we value.

1:53:23

We talked about this initially, but I want to  get more specific.

1:53:23

We talked initially about now that you're seeing these capabilities ramp  up within the human spectrum, you think that the human spectrum is wider than we thought but more  specifically, how is the way you think about human intelligence different.

1:53:39

The way you're seeing  these marginally useful abilities emerge?

1:53:39

How does that change your picture of what intelligence is?

1:53:46

For me, the big realization on what intelligence is came with the blob of compute thing.

1:53:51

There  might be all these separate modules.

1:53:51

There might be all this complexity.

1:53:57

Rich Sutton called  it The Bitter Lesson. It has many names.

1:53:57

It's been called the scaling hypothesis.

1:54:04

The first  few people who figured it out was around 2017.

1:54:09

You could go further back.

1:54:09

I think Shane Legg  was maybe the first person who really knew it, maybe Ray Kurzweil, although in a very vague  way.

1:54:14

But the number of people who understood it went up a lot around 2014 to 2017.

1:54:21

I think that was the big realization.

1:54:29

How did intelligence evolve?

1:54:29

If you don't  need very specific conditions to create it, if you can create it just from the right kind  of gradient and loss signal, then of course it's not so mysterious how it all happened.

1:54:40

It had this click of scientific understanding.

1:54:46

In terms of watching what the models can do, how  has it changed my view of human intelligence?

1:54:46

I wish I had something more intelligent to say  on that.

1:54:53

One thing that's been surprising is I thought things might click into place a  little more than they do.

1:55:00

I thought different cognitive abilities might all be connected and  there was more of one secret behind them.

1:55:06

But the model just learns various things at different  times.

1:55:12

It can be very good at coding but it can't quite prove the prime number theorem yet.

1:55:19

And  I guess it's a little bit the same for humans, although it's weird the juxtaposition of things it  can do and not.

1:55:25

I guess the main lesson is having theories of intelligence or how intelligence  works.

1:55:31

A lot of these words just dissolve into a continuum.

1:55:39

They just kind of dematerialize.

1:55:39

I think less in terms of intelligence and more in terms of what we see in front of us.

1:55:45

Two things are really surprising to me.

1:55:49

One is how discrete these different paths  of intelligent things that contribute to loss are rather than just being one reasoning  circuit or one general intelligence.

1:55:56

And the other surprising and interesting thing is, many  years from now, it'll be one of those things that you’ll wonder why it wasn't obvious to you?

1:56:06

If you're seeing these smooth scaling curves, why were you not completely convinced at the time?

1:56:11

You've been less public than the CEOs of other AI companies.

1:56:18

You're not posting on Twitter, you're  not doing a lot of podcasts except for this one. What gives?

1:56:24

Why are you off the radar?

1:56:24

I aspire to this and I'm proud of this.

1:56:31

If people think of me as boring and low  profile, this is actually kind of what I want.

1:56:37

I've just seen cases with a number of  people I've worked with, where attaching your incentives very strongly to the approval  or cheering of a crowd can destroy your mind, and in some cases, it can destroy your soul.

1:56:54

I've deliberately tried to be a little bit low profile because I want to defend my ability to  think about things intellectually in a way that's different from other people and isn't tinged by  the approval of other people.

1:57:09

I've seen cases of folks who are deep learning skeptics, and they  become known as deep learning skeptics on Twitter.

1:57:21

And then even as it starts to become clear to  me, they've sort of changed their mind.

1:57:21

This is their thing on Twitter, and they can't change  their Twitter persona and so forth and so on.

1:57:30

I don't really like the trend of personalizing  companies.

1:57:30

The whole cage match between CEOs approach.

1:57:38

I think it distracts people from the  actual merits and concerns of the company in question.

1:57:46

I want people to think in terms of  the nameless, bureaucratic institution and its incentives more than they think in terms of me.

1:57:58

Everyone wants a friendly face, but actually, friendly faces can be misleading.

1:58:02

Okay, well, in this case, this will be a misleading interview  because this has been a lot of fun. Indeed.

1:58:09

Yeah, this has been a blast.

1:58:09

I’m super glad you came on the podcast and hope people enjoyed it. Thanks for having me.